Michael Peter Kim

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-11-14

Branch Locations

Glendale, CA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Pruco Securities, Llc.	Los Angeles	CA	09/2018	11/2024
Transamerica Life Insurance	Encino	CA	05/2018	11/2018
Mutual Omaha Insurance Company	Los Angeles	CA	01/2018	04/2018
Unemployment	Glendale	CA	06/2017	12/2017
Semo Sushi, Inc	Fremont	CA	04/2004	05/2017
Banker's Life/Colonial Penn Insurance Company	Los Angeles	CA	11/2017	12/2017
Prudential Insurance Company Of America	Los Angeles	CA	11/2018	Present
Lpl Enterprise, Llc	Los Angeles	CA	11/2024	Present

09/2018 → 11/2024

Pruco Securities, Llc.

Los Angeles, CA
05/2018 → 11/2018

Transamerica Life Insurance

Encino, CA
01/2018 → 04/2018

Mutual Omaha Insurance Company

Los Angeles, CA
06/2017 → 12/2017

Unemployment

Glendale, CA
04/2004 → 05/2017

Semo Sushi, Inc

Fremont, CA
11/2017 → 12/2017

Banker's Life/Colonial Penn Insurance Company

Los Angeles, CA
11/2018 → Present

Prudential Insurance Company Of America

Los Angeles, CA
11/2024 → Present

Lpl Enterprise, Llc

Los Angeles, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-11-16
S63	Uniform Securities Agent State Law Examination	2018-11-07

Other Firms