Evan Bernardy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2019 → 06/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 08/2014 → 07/2018
  Saint Mary's College Of California
  Moraga, CA
• 05/2017 → 07/2018
  Saint Mary's College Of California
  Moraga, CA
• 07/2018 → 03/2019
  Extended Travel
  Novato, CA
• 04/2019 → 06/2024
  Bank Of America, N.A.
  San Francisco, CA
• 06/2024 → Present
  Lpl Financial Llc
  Novato, CA

Previous Registrations

• 2019-06-04 → 2024-06-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  New York, NY
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA

Other Businesses

1) 05/05/2024 - Artist/ Musician - CA 94131 - Non investment related - 0% Time spent - Start date: 03/05/2020. 2) 05/05/2024 - Bernardy Financial Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.

Exams

• S66 Uniform Combined State Law Examination
  2019-06-03

Other Names

• Evan James Bernardy