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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-10-10
  • CO RA
    APPROVED
    Since 2024-10-10

Branch Locations

Loveland, CO • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Arvada CO 05/2016 01/2023
Wells Fargo Clearing Services, Llc Arvada CO 10/2018 01/2023
Rock Bottom Brewery And Restaurant Westminster CO 08/2017 03/2020
Chili's Restaurant And Bar Thornton CO 06/2012 05/2017
3 Chicks Kitchen Broomfield CO 08/2018 01/2019
Empower Financial Services, Inc Greenwood Village CO 10/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 10/2024 Present
Old Chicago Restaurant Loveland CO 02/2023 Present
Noble Inc Fort Collins CO 03/2024 04/2024
  • 05/2016 → 01/2023
    Wells Fargo Bank, Na
    Arvada, CO
  • 10/2018 → 01/2023
    Arvada, CO
  • 08/2017 → 03/2020
    Rock Bottom Brewery And Restaurant
    Westminster, CO
  • 06/2012 → 05/2017
    Chili's Restaurant And Bar
    Thornton, CO
  • 08/2018 → 01/2019
    3 Chicks Kitchen
    Broomfield, CO
  • 10/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 10/2024 → Present
    Greenwood Village, CO
  • 02/2023 → Present
    Old Chicago Restaurant
    Loveland, CO
  • 03/2024 → 04/2024
    Noble Inc
    Fort Collins, CO
Previous Registrations
Other Businesses

AMWAY, NOT INVT RELATED, LOVELAND, CO, NETWORK MARKETING, DIRECT SALES REP, START DATE 04/2022, 20 HRS PER MONTH, 0 HRS DURING TRADING, TALKING TO PEOPLE ABOUT THE PRODUCTS WE SELL AND THE BUSINESS MODEL IF THEY'RE INTERESTED IN BEING INVOLVED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-11
S63 Uniform Securities Agent State Law Examination 2019-01-04
  • S66 Uniform Combined State Law Examination
    2021-05-11
  • S63 Uniform Securities Agent State Law Examination
    2019-01-04
Other Names
  • Veronica Begeman
  • Veronica Jo Begeman

View on SEC IAPD

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