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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-11-19 |
Branch Locations
2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Atlanta | GA | 01/2018 | Present |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 10/2018 | Present |
| Banksouth | Atlanta | GA | 06/2017 | 12/2017 |
| Wells Fargo Bank | Atlanta | GA | 09/2015 | 06/2017 |
RENTAL PROPERTY; INV. RELATED; MIRAMAR, FL; OWNER; START 7/1/2023; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: NONE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-06 |
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