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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-01-27
TX RA APPROVED_RES 2023-03-20
CA RA APPROVED 2019-01-03
  • WI RA
    APPROVED
    Since 2026-01-27
  • TX RA
    APPROVED_RES
    Since 2023-03-20
  • CA RA
    APPROVED
    Since 2019-01-03

Branch Locations

3255 W March Ln, Stockton, CA 95219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stockton CA 09/2018 Present
Choate Nursery Incorporated Acampo CA 01/2008 08/2018
Cordevalle Golf Club San Martin CA 04/2016 08/2018
University Of California, Berkeley Berkeley CA 08/2014 05/2018
Unemployed Acampo CA 08/2018 09/2018
Bank Of America, N.A. Stockton CA 10/2018 Present
  • 09/2018 → Present
    Stockton, CA
  • 01/2008 → 08/2018
    Choate Nursery Incorporated
    Acampo, CA
  • 04/2016 → 08/2018
    Cordevalle Golf Club
    San Martin, CA
  • 08/2014 → 05/2018
    University Of California, Berkeley
    Berkeley, CA
  • 08/2018 → 09/2018
    Unemployed
    Acampo, CA
  • 10/2018 → Present
    Bank Of America, N.A.
    Stockton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-28
  • S66 Uniform Combined State Law Examination
    2018-12-28
Other Names
  • Tanner Choate

View on SEC IAPD

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