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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-07 |
| FL | RA | APPROVED | 2020-12-01 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Naples | FL | 10/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Naples | FL | 11/2016 | 11/2020 |
| Lpl Financial, Llc | Venice | FL | 11/2020 | Present |
1. 1/5/2021 - 365 Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2021- 40 Hours Per Month/40 Hours During Securities Trading. 2. 2/10/2023 - Three Cord Builders - Not Investment Related - 29255 Gewant Dr., Punta Gorda, FL 33950 - Outside/W-2 Employment - Project Design Consultant - Start Date - 01/01/2023 - 20 Hours Per Month/5 Hours During Securities Trading 3. 12/04/2023 - No Business Name - Inv Related - Punta Gorda, FL - Real Estate Rental - Co-Owner - Start Date: 12/1/2023 - 0 Hrs/Mo.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-17 |
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