Corey J Maxwell

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 03/2018
  Gamestop
  Narragansett/Westerly, RI
• 03/2018 → 08/2018
  Savers
  East Providence, RI
• 08/2018 → 12/2020
  Citizens Bank
  Narragansett, RI
• 09/2018 → 12/2020
  Citizens Securities, Inc.
  Narragansett, RI
• 02/2021 → 10/2021
  Citizens Securities, Inc
  Westwood, MA
• 02/2021 → 10/2021
  Citizens Bank
  Johnston, RI
• 01/2021 → 02/2021
  Citizens Bank
  Narragansett, RI
• 11/2021 → 11/2024
  J.P. Morgan Securities, Llc
  Wakefield, RI
• 10/2021 → 11/2024
  Jpmorgan Chase Bank, N.A.
  Wakefield, RI
• 11/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Providence, RI
• 01/2025 → Present
  Bank Of America, N.A.
  Providence, RI

Previous Registrations

• 2022-01-25 → 2024-11-23
  J.P. Morgan Securities Llc
  Wakefield, RI
  Westerly, RI
• 2021-04-21 → 2021-11-02
  Citizens Securities, Inc.
  Johnston, RI
  Johnston, RI

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-03-25
• S63 Uniform Securities Agent State Law Examination
  2018-12-10

Other Names

• Corey Maxwell
• Corey Jameson Maxwell
• Corey J. Maxwell