Susan E Sukys

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-12-17
OH	RA	APPROVED	2018-09-18

TX RA
APPROVED

Since 2022-12-17
OH RA
APPROVED

Since 2018-09-18

Branch Locations

Mount Vernon, OH • United States

4801 Cox Rd. Ste 102, Glen Allen, VA 23060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Money Concepts Capital Corp.	Palm Beach Gardens	FL	03/2005	09/2018
Oakcrest Properties, Ltd.	Gambier	OH	02/1997	Present
Cambridge Investment Research, Inc.	Fairfield	IA	09/2018	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	09/2018	Present

03/2005 → 09/2018

Money Concepts Capital Corp.

Palm Beach Gardens, FL
02/1997 → Present

Oakcrest Properties, Ltd.

Gambier, OH
09/2018 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
09/2018 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2005-06-02 → 2018-09-18

Money Concepts Capital Corp

Palm Beach Gardens, FL

Mount Vernon, OH

Palm Beach Gardens, FL

Mount Vernon, OH

Bellefontaine, OH

Other Businesses

1) Mosaic Financial Group, LLC, 307 N Main St., 5/31/05, AS INDEPENDENT INSURANCE AGENT THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 2/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) NATIONAL FEDERATION OF INDEPENDENT BUSINESS (NFIB), 10 W BROAD ST #2450, COLUMBUS, OH, AS LEADERSHIP COUNCIL MEMBER & KNOX COUNTY AREA ACTIVITY COUNCIL CHAIR. NIR - 3/MO - 3/TRADING. 4) COMMERCIAL RENTAL PROPERTY OWNER, MOUNT VERNON, OH, 09/2019. NIR-1/MO-0/TRADING. 5) SIMPLIFIED OFFICE SOLUTIONS, CLEVELAND, OH, 09/2019. MEMBER, PROVIDE STAFFING SERVICES TO BUSINESS OWNERS. NIR-4/MO-3/TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-01

S66 Uniform Combined State Law Examination

2005-06-01

Designations

Certified Financial Planner

Other Names

Susan Elaine Gentille
Susan Elaine Mowry

View on SEC IAPD