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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-03-06 |
Branch Locations
100 Howe Avenue Ste 120S, Sacramento, CA 95825 • United States
3200 East Camelback Road Suite 190, Phoenix, AZ 85018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bozzuto Health & Life Inc. | Fair Oaks | CA | 11/2011 | Present |
| Mutual Of Omaha Insurance Company | Gold River | CA | 03/2018 | Present |
| Mutual Of Omaha Investor Services | Gold River | CA | 09/2018 | 01/2020 |
| Mutual Of Omaha Investor Services | Sacramento | CA | 01/2020 | Present |
Insurance Agent - Start Date: 03/2018 - Non-investment Related - Insurance lines of business: Health, Life, Dental, vision, disability, long term care, fixed annuities, Medicare Supplemental, Advantage and Drug plans - Hours/per week during trading hours: 40 - DBA: Exceed Wealth & Retirement Group, Inc. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-11 |
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