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Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-06-10
  • CT RA
    APPROVED
    Since 2021-06-10

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Asset Advisors Llc New Haven CT 02/2015 Present
Foreside Fund Services, Llc New Haven CT 09/2018 12/2020
Herald Investment Marketing, Llc Chadds Ford PA 01/2021 Present
  • 02/2015 → Present
    New Haven, CT
  • 09/2018 → 12/2020
    Foreside Fund Services, Llc
    New Haven, CT
  • 01/2021 → Present
    Herald Investment Marketing, Llc
    Chadds Ford, PA
Other Businesses

Vigilant Distributors (Formerly know as "Herald Investment Marketing"). Investment Related. Position is Registered Representative. 223 Wilmington West Chester Pike #216, Chadds Ford, PA 19317. Start date 01/2021. Number of hours a month: 0 Bryant University Archway Investment Fund: Investment Related: yes. Position: Advisory Board Member: Description: Advisory Board member for the student-managed fixed income portfolio at Bryant University. 5 hrs/ month Address: 1150 Douglas Pike Smithfield RI 02917

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-01
  • S66 Uniform Combined State Law Examination
    2019-02-01
Other Names
  • Nicholas G. Gentile
  • Nicholas G Gentile

View on SEC IAPD

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