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2251 San Diego Ave. Suite B-257, San Diego, CA 92110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-21 |
Branch Locations
1427 Military Cutoff Rd Suite 206, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bradley Sports | Charlotte | NC | 07/2018 | 10/2018 |
| Full-Time Education (Francis Marion) | Florence | SC | 08/2013 | 07/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carolina Beach | NC | 12/2021 | 10/2023 |
| Chanks Usa Llc | Millville | NJ | 12/2018 | 11/2020 |
| Suited Media Llc | Bridgeton | NJ | 12/2020 | 01/2023 |
| Harford College | Bel Air | MD | 12/2020 | 08/2021 |
| Bank Of America, N.A. | Carolina Beach | NC | 05/2022 | 10/2023 |
| Raymond James & Associates Inc. | Wilmington | NC | 10/2023 | 04/2026 |
| Zermatt Wealth Partners | Wilmington | NC | 04/2026 | Present |
Griffie Capital LLC, Investment-Related, 1909 Springwood Dr Wilmington NC 28409, Holding Company, Owner, April 2015, 2hrs per week during trading hours, Owner of holding company. Oversee holdings and investments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-23 |
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