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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-05-18
  • MN RA
    APPROVED
    Since 2022-05-18

Branch Locations

7951 Elm Creek Blvd N, Maple Grove, MN 55369 • United States

641 Railroad Ave, Albany, MN 56307 • United States

460 Franklin Street N, Glenwood, MN 56334 • United States

163 Highway 23, Spicer, MN 56288 • United States

320 Main St E, Melrose, MN 56352 • United States

1181 Main St South, Sauk Centre, MN 56378 • United States

1025 West Main St, Paynesville, MN 56362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Central Minnesota Credit Union Albany MN 02/2018 Present
Cuna Brokerage Services, Inc. Waverly IA 09/2018 05/2022
North Dakota State University Fargo ND 01/2016 12/2017
Ymca Fargo ND 03/2015 12/2017
Northland Capital St.CLoud MN 05/2017 08/2017
North Dakota State University Fargo ND 08/2014 12/2017
Unemployed Cold Spring MN 12/2017 02/2018
Lpl Financial Llc Albany MN 05/2022 Present
  • 02/2018 → Present
    Central Minnesota Credit Union
    Albany, MN
  • 09/2018 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 01/2016 → 12/2017
    North Dakota State University
    Fargo, ND
  • 03/2015 → 12/2017
    Ymca
    Fargo, ND
  • 05/2017 → 08/2017
    Northland Capital
    St.CLoud, MN
  • 08/2014 → 12/2017
    North Dakota State University
    Fargo, ND
  • 12/2017 → 02/2018
    Unemployed
    Cold Spring, MN
  • 05/2022 → Present
    Albany, MN
Previous Registrations
  • 2019-05-07 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Albany, MN
Other Businesses

1. 05-18-2022- Flint, LLC- NOT INVESTMENT RELATED-Home Based- Business Owner- START DATE: 2018-0 Hours per Month/ 0 Hours During Securities Trading- 2. 05-18-2022- Magnifi Financial Credit Union- Investment Related-AT Reported Business Location(s)- Financial Institution Duty-Service Representative-START DATE: 2/5/2018-160 Hours per Month/ 160 Hours During Securities Trading-Time Spent Percent: 100% 3. 05-18-2022- Central Minnesota Financial Advisors- Investment Related-AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- 4. 11/16/2022 - Magnifi Financial Credit Union - DBA: Magnifi Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2023.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-29
  • S66 Uniform Combined State Law Examination
    2019-04-29
Other Names
  • Rachel R Flint

View on SEC IAPD

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