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Amey Beth Ross

Ubs Financial Services Inc.

Houston, TX

CRD 7017127

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-01
  • TX RA
    APPROVED
    Since 2024-03-01

Branch Locations

4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Houston TX 09/2018 02/2024
Wells Fargo Bank Houston TX 01/2016 09/2018
Ubs Financial Services, Inc Houston TX 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-18
  • S66 Uniform Combined State Law Examination
    2019-12-18
Other Names
  • Amey Beth Chiaramonte
  • Amey Beth Johnson
  • Amey Beth Ross
  • Amey Beth Ross
  • Amey B Ross

View on SEC IAPD

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