Scott Steven Broaddus

Current Employers

Employment History

• 03/2005 → 08/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 03/2005 → 08/2023
  Minnesota Life
  St. Paul, MN
• 03/2005 → Present
  Virginia Asset Management
  Richmond, VA
• 08/2006 → Present
  Select Brokers, Llc
  Midlothian, VA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Fairfax, VA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-07-22 → 2023-08-10
  Securian Financial Services, Inc.
  Richmond, VA
  Midlothian, VA
  Fredericksburg, VA
  Fairfax, VA
  Midlothian, VA
  Richmond, VA
  St. Paul, MN

Other Businesses

1) BROADDUS INVESTMENTS LLC POSITION: Owner NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2017 ADDRESS: , Midlothian VA , United States DESCRIPTION: Owner 2) NAME OF OTHER BUSINESS: PREMIER RESOURCE GROUP; INVESTMENT RELATED: NO; ADDRESS: 800 E CANAL ST RICHMOND, VA 23219; NATURE OF BUSINESS: BOARD; START DATE: 06/2016; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/ TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER, AS TREASURER, I RECEIVE DUES PAYMENTS THAT CETERA COLLECTS AND PAY INVOICES/SPEAKERS FEES AS WELL AS HELP FACILITATE THE TAX RETURN; 3) SELECT BROKERS LLC POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2006 ADDRESS: , Midlothian VA , United States DESCRIPTION: Agent/Broker 4) IRONGATE CAPITAL ADVISORS, LLC POSITION: Owner; NATURE: Business Owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 08/01/2020 ADDRESS: SAME AS REGISTERED LOCATION DESCRIPTION: OFERING SECURITIES, ADVISORY AND INSURANCE SERVICES 5) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/2005; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 6) NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EMPLOYMENT START DATE: 1/1/2026 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: CLIENT REFERRAL

Exams

• S66 Uniform Combined State Law Examination
  2005-06-10

Designations