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Brendon W Ward

Rbc Capital Markets, LLC

Chicago, IL

Chicago, IL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-18
IL RA APPROVED 2020-02-07
  • TX RA
    APPROVED_RES
    Since 2024-06-18
  • IL RA
    APPROVED
    Since 2020-02-07

Branch Locations

111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Chicago IL 04/2019 08/2019
Northwestern Mutual Milwaukee WI 09/2018 04/2019
Gloriosos Italian Market Milwaukee WI 09/2015 08/2018
Rbc Capital Markets, Llc. Chicago IL 10/2019 Present
  • 04/2019 → 08/2019
    Td Ameritrade
    Chicago, IL
  • 09/2018 → 04/2019
    Northwestern Mutual
    Milwaukee, WI
  • 09/2015 → 08/2018
    Gloriosos Italian Market
    Milwaukee, WI
  • 10/2019 → Present
    Rbc Capital Markets, Llc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-07
S63 Uniform Securities Agent State Law Examination 2019-09-19
  • S66 Uniform Combined State Law Examination
    2020-02-07
  • S63 Uniform Securities Agent State Law Examination
    2019-09-19
Other Names
  • Brendon W Ward
  • Brendon William Vandyck
  • Brendon William Ward

View on SEC IAPD

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Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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