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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-22 |
| SC | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Charleston | SC | 11/2018 | 11/2019 |
| Northwestern Mutual Investment Services Llc | Mt Pleasant | SC | 06/2019 | 11/2019 |
| Charleston County Park And Recreation Comission | Isle Of Palms | SC | 05/2015 | 09/2018 |
| Clemson University | Clemson | SC | 08/2015 | 05/2018 |
| Unemployed | Na | SC | 09/2018 | 10/2018 |
| Cetera Advisors | Denver | CO | 10/2019 | 01/2020 |
| Low Country Financial Group | Mt. Pleasant | SC | 01/2020 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 01/2020, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE (2) LOWCOUNTRY FINANCIAL GROUP, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 01/2020, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES (3) NAME OF OTHER BUSINESS: CHARLESTON COUNTY CLEMSON CLUB INVESTMENT RELATED: NO ADDRESS: 21165 CHARLESTON SC 29413 ; NATURE OF BUSINESS: ALUMNI ASSOCIATION ; START DATE: 07/2020 POSITION/TITLE/RELATIONSHIP: TREASURER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR BOOKKEEPING, ORGANIZE AND HOST EVENTS AND FUNDRAISERS ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-22 |
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