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Abel Molina

Principal Securities, Inc.

Miami, FL

CRD 7015565

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-17
  • FL RA
    APPROVED
    Since 2026-04-17

Branch Locations

703 Waterford Way Ste 190, Miami, FL 33126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/2018 10/2019
Unemployed Hialeah FL 05/2018 09/2018
Banesco Usa Doral FL 07/2013 05/2018
Lpl Financial Llc Miami FL 10/2019 11/2020
Portfolio Medics Bonita Springs FL 08/2021 03/2025
Unemployed Miami FL 11/2020 08/2021
Modern Life Financial Group Miami FL 03/2025 01/2026
Principal Life Insurance Company Miami FL 01/2026 Present
Principal Securities, Inc. Miami FL 01/2026 Present
  • 09/2018 → 10/2019
    Axa Advisors, Llc
    New York, NY
  • 05/2018 → 09/2018
    Unemployed
    Hialeah, FL
  • 07/2013 → 05/2018
    Banesco Usa
    Doral, FL
  • 10/2019 → 11/2020
    Lpl Financial Llc
    Miami, FL
  • 08/2021 → 03/2025
    Portfolio Medics
    Bonita Springs, FL
  • 11/2020 → 08/2021
    Unemployed
    Miami, FL
  • 03/2025 → 01/2026
    Modern Life Financial Group
    Miami, FL
  • 01/2026 → Present
    Principal Life Insurance Company
    Miami, FL
  • 01/2026 → Present
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-28
  • S65 Uniform Investment Adviser Law Examination
    2021-07-28

View on SEC IAPD

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