Stephanie Mondro

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 12/2019
  Fb Wealth Management (First Bancorp)
  Southern Pines, NC
• 01/2017 → 11/2017
  First Bank (First Bancorp)
  Southern Pines, NC
• 11/2017 → 12/2019
  Infinex Investments, Inc.
  Meriden, CT
• 03/2016 → 01/2017
  Unemployed
  Sanford, NC
• 12/2019 → 05/2023
  Raymond James Financial Services, Inc.
  Westerly, RI
• 12/2019 → 05/2023
  New England Professional Planning Group
  Westerly, RI
• 05/2023 → 05/2024
  Infinex Investments, Inc.
  Meriden, CT
• 05/2023 → 05/2024
  Chelsea Groton Bank
  Mystic, CT
• 06/2024 → 01/2026
  Ubs Financial Services Inc.
  Providence, RI
• 01/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Providence, RI

Previous Registrations

• 2024-06-24 → 2026-01-16
  Ubs Financial Services Inc.
  Wakefield, RI
  Providence, RI
• 2023-05-19 → 2024-05-06
  Osaic Institutions, Inc.
  Mystic, CT
• 2020-01-22 → 2023-05-18
  Professional Planning Group
  Westerly, RI
• 2019-03-19 → 2019-12-03
  Osaic Institutions, Inc.
  Southern Oines, NC
  Chapel Hill, NC

Exams

• S66 Uniform Combined State Law Examination
  2019-03-18

Other Names

• Stephanie Kristine Mondro
• Stephanie Gelinas
• Stephanie Kristine Gelinas