Brendan Cornies

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 05/2018
  Brooklyn College
  Brooklyn, NY
• 04/2008 → 06/2018
  Erie Shores Golf And Country Club
  Leamington
• 06/2017 → 08/2017
  Acklands Grainger
  Leamington
• 05/2018 → 08/2018
  Unemployed
  Brooklyn, NY
• 09/2018 → 03/2019
  New York Life Insurance Company
  New York, NY
• 12/2018 → 03/2019
  Nylife Securities, Llc
  New York, NY
• 06/2019 → 01/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stockton, CA
• 03/2019 → 05/2019
  Greycliff Advisory Group
  New York, NY
• 06/2019 → 01/2020
  Bank Of America, N. A.
  Stockton, CA
• 06/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Elk Grove, CA
• 06/2020 → Present
  Bank Of America, N.A.
  Elk Grove, CA
• 02/2020 → 05/2020
  Not Employed
  Stockton, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-02-19
• S63 Uniform Securities Agent State Law Examination
  2020-01-25

Other Names

• Brendan Forrest Cornies