Brendan Cornies

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-12-07
TX	RA	APPROVED	2020-09-01
CA	RA	APPROVED	2020-08-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Brooklyn College	Brooklyn	NY	05/2016	05/2018
Erie Shores Golf And Country Club	Leamington		04/2008	06/2018
Acklands Grainger	Leamington		06/2017	08/2017
Unemployed	Brooklyn	NY	05/2018	08/2018
New York Life Insurance Company	New York	NY	09/2018	03/2019
Nylife Securities, Llc	New York	NY	12/2018	03/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Stockton	CA	06/2019	01/2020
Greycliff Advisory Group	New York	NY	03/2019	05/2019
Bank Of America, N. A.	Stockton	CA	06/2019	01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Elk Grove	CA	06/2020	Present
Bank Of America, N.A.	Elk Grove	CA	06/2020	Present
Not Employed	Stockton	CA	02/2020	05/2020

05/2016 → 05/2018

Brooklyn College

Brooklyn, NY
04/2008 → 06/2018

Erie Shores Golf And Country Club

Leamington
06/2017 → 08/2017

Acklands Grainger

Leamington
05/2018 → 08/2018

Unemployed

Brooklyn, NY
09/2018 → 03/2019

New York Life Insurance Company

New York, NY
12/2018 → 03/2019

Nylife Securities, Llc

New York, NY
06/2019 → 01/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stockton, CA
03/2019 → 05/2019

Greycliff Advisory Group

New York, NY
06/2019 → 01/2020

Bank Of America, N. A.

Stockton, CA
06/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Elk Grove, CA
06/2020 → Present

Bank Of America, N.A.

Elk Grove, CA
02/2020 → 05/2020

Not Employed

Stockton, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-02-19
S63	Uniform Securities Agent State Law Examination	2020-01-25

Other Firms