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David Liam Parker Emerson

John Hancock Investment Management LLC

Boston, MA

Providence, RI

CRD 7015188

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Employer firm

John Hancock Investment Management LLC CRD 105790

$212B regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-09-09
RI RA APPROVED 2025-08-26
  • MA RA
    APPROVED
    Since 2025-09-09
  • RI RA
    APPROVED
    Since 2025-08-26

Branch Locations

200 Berkeley St., Boston, MA 02116-5022 • United States

69 Courtland St, Providence, RI 02909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 07/2018 01/2019
Penn Mutual Life Ins Co Horsham PA 07/2018 01/2019
Gnc Providence RI 01/2018 09/2018
Delaware North Boston MA 04/2018 07/2018
University Of Rhode Island Kingston RI 09/2014 05/2018
Clarks Usa Providence RI 06/2015 08/2017
John Hancock Boston MA 02/2019 10/2021
John Hancock Distributors Llc Boston MA 02/2019 10/2021
Columbia Management Investment Distributors, Inc. Boston MA 10/2021 03/2024
John Hancock Boston MA 08/2025 Present
University Of Florida Gainesville FL 01/2024 05/2025
  • 07/2018 → 01/2019
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 07/2018 → 01/2019
    Penn Mutual Life Ins Co
    Horsham, PA
  • 01/2018 → 09/2018
    Gnc
    Providence, RI
  • 04/2018 → 07/2018
    Delaware North
    Boston, MA
  • 09/2014 → 05/2018
    University Of Rhode Island
    Kingston, RI
  • 06/2015 → 08/2017
    Clarks Usa
    Providence, RI
  • 02/2019 → 10/2021
    John Hancock
    Boston, MA
  • 02/2019 → 10/2021
    John Hancock Distributors Llc
    Boston, MA
  • 10/2021 → 03/2024
    Columbia Management Investment Distributors, Inc.
    Boston, MA
  • 08/2025 → Present
    John Hancock
    Boston, MA
  • 01/2024 → 05/2025
    University Of Florida
    Gainesville, FL
Previous Registrations
Other Businesses

1.) a. OBA Name: JDJC Enterprises Trattoria Appia b. Investment-related? No c. OBA Address: 245 Atwells Ave, Providence, RI 02903 d. OBA Nature: Event Management e. Position, Title, or Relationship with the OBA: Event Manager (part-time employee) f. OBA Start Date: 09/01/2024 g. Approximate number of hours/month devoted to the OBA: 30 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Coordinates and manages events at Trattoria Appia. 2.) a. OBA Name: Rental Property b. Investment-related: No c. OBA Address: 126 Greeley St Providence, RI 02904 d. OBA Nature: Rental Property Management e. Position, Title, or Relationship with the OBA: Owner f. OBA Start Date: 09/16/2021 g. Approximate number of hours/month devoted to the OBA: 4 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Manages tenant screenings, leases, rent collection, and facilitation of maintenance and repairs. 3.) a. OBA Name: Rental Property b. Investment-related? No c. OBA Address: 69 Courtland St., Providence, RI 02909 d. OBA Nature: Rental Property Management e. Position, Title, or Relationship with the OBA: Owner f. OBA Start Date: 02/09/2026 g. Approximate number of hours/months devoted to the OBA: 4 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Tenant screening, rent collection, property management

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-31
S63 Uniform Securities Agent State Law Examination 2019-05-03
  • S65 Uniform Investment Adviser Law Examination
    2021-12-31
  • S63 Uniform Securities Agent State Law Examination
    2019-05-03
Other Names
  • David Emerson
  • David Parker Emerson

View on SEC IAPD

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