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John Hancock Investment Management LLC CRD 105790
$212B regulatory AUM 4 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-09-09 |
| RI | RA | APPROVED | 2025-08-26 |
Branch Locations
200 Berkeley St., Boston, MA 02116-5022 • United States
69 Courtland St, Providence, RI 02909 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 07/2018 | 01/2019 |
| Penn Mutual Life Ins Co | Horsham | PA | 07/2018 | 01/2019 |
| Gnc | Providence | RI | 01/2018 | 09/2018 |
| Delaware North | Boston | MA | 04/2018 | 07/2018 |
| University Of Rhode Island | Kingston | RI | 09/2014 | 05/2018 |
| Clarks Usa | Providence | RI | 06/2015 | 08/2017 |
| John Hancock | Boston | MA | 02/2019 | 10/2021 |
| John Hancock Distributors Llc | Boston | MA | 02/2019 | 10/2021 |
| Columbia Management Investment Distributors, Inc. | Boston | MA | 10/2021 | 03/2024 |
| John Hancock | Boston | MA | 08/2025 | Present |
| University Of Florida | Gainesville | FL | 01/2024 | 05/2025 |
1.) a. OBA Name: JDJC Enterprises Trattoria Appia b. Investment-related? No c. OBA Address: 245 Atwells Ave, Providence, RI 02903 d. OBA Nature: Event Management e. Position, Title, or Relationship with the OBA: Event Manager (part-time employee) f. OBA Start Date: 09/01/2024 g. Approximate number of hours/month devoted to the OBA: 30 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Coordinates and manages events at Trattoria Appia. 2.) a. OBA Name: Rental Property b. Investment-related: No c. OBA Address: 126 Greeley St Providence, RI 02904 d. OBA Nature: Rental Property Management e. Position, Title, or Relationship with the OBA: Owner f. OBA Start Date: 09/16/2021 g. Approximate number of hours/month devoted to the OBA: 4 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Manages tenant screenings, leases, rent collection, and facilitation of maintenance and repairs. 3.) a. OBA Name: Rental Property b. Investment-related? No c. OBA Address: 69 Courtland St., Providence, RI 02909 d. OBA Nature: Rental Property Management e. Position, Title, or Relationship with the OBA: Owner f. OBA Start Date: 02/09/2026 g. Approximate number of hours/months devoted to the OBA: 4 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Tenant screening, rent collection, property management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-03 |
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