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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | Weehawken | NJ | 03/2014 | 04/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 05/2024 | Present |
| Unemployed | Dallas | TX | 05/2023 | 04/2024 |
| Bank Of America, N.A. | Dallas | TX | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-17 |
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