James Francis Puleo

Employer firm

Kurv Investment Management LLC CRD 323149

$279M regulatory AUM

Reported services (Item 5G)

• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2018 → 06/2024
  Putnam Investments/Putnam Retail Management
  Andover, MA
• 06/2015 → 09/2018
  Putnam Investments
  Andover, MA
• 03/2026 → Present
  Kurv Investment Management Llc
  Lynnfield, MA
• 04/2026 → Present
  Foreside Fund Services, Llc
  Lynnfield, MA
• 07/2024 → 03/2026
  Unemployed
  Lynnfield, MA

Previous Registrations

• 2019-03-13 → 2024-06-10
  Putnam Investment Management, Llc
  Boston, MA

Other Businesses

Kurv Investment Management LLC; Investment Related; ETF Investments; Lynnfield, MA; 03/2026; Vice President - Client Solutions; ETF sales; 160 Hrs./Mo. In addition to being an Investment Advisor Representative of Kurv Investment Management LLC, this associate is a Registered Representative of Foreside Fund Services, LLC, an unaffiliated Broker Dealer.  The associate is a Registered Representative for purposes of Foreside Fund Services, LLC.

Exams

• S66 Uniform Combined State Law Examination
  2019-03-05

Other Names

• Jimmy Francis Puleo
• James Puleo
• James Francis Puleo