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Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-04
  • FL RA
    APPROVED
    Since 2022-04-04

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Sarasota, FL • United States

1410 Piedmont Drive East, Tallahassee, FL 32308 • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-30
  • FL RA
    APPROVED
    Since 2022-03-30

Branch Locations

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peoples Bank Gambier OH 06/2007 12/2016
Kokosing Construction Fredericktown OH 01/2017 09/2017
14 North Llc Mount Vernon OH 09/2017 08/2018
Western & Southern Life Mount Vernon OH 09/2018 03/2022
W&S Brokerage Services, Inc Mount Vernon OH 09/2018 03/2022
Lincoln Investment Fort Washington PA 03/2022 Present
Capital Analysts Fort Washington PA 03/2022 Present
Gabor Financial Solutions Tallahassee FL 03/2022 Present
  • 06/2007 → 12/2016
    Peoples Bank
    Gambier, OH
  • 01/2017 → 09/2017
    Kokosing Construction
    Fredericktown, OH
  • 09/2017 → 08/2018
    14 North Llc
    Mount Vernon, OH
  • 09/2018 → 03/2022
    Western & Southern Life
    Mount Vernon, OH
  • 09/2018 → 03/2022
    Mount Vernon, OH
  • 03/2022 → Present
    Fort Washington, PA
  • 03/2022 → Present
    Fort Washington, PA
  • 03/2022 → Present
    Gabor Financial Solutions
    Tallahassee, FL
Previous Registrations
Other Businesses

COLDWELL BANKER REALTY POSITION: Realtor NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 8334 Market St, Lakewood Ranch FL 34202, United States DESCRIPTION: Help byers and sellers with buying and selling of homes.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-03-03
S65 Uniform Investment Adviser Law Examination 2020-06-17
  • S63 Uniform Securities Agent State Law Examination
    2025-03-03
  • S65 Uniform Investment Adviser Law Examination
    2020-06-17

View on SEC IAPD

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