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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Tyler | TX | 09/2018 | 07/2026 |
| Tiaa | Tyler | TX | 09/2018 | 07/2026 |
| Northern Arizona University | Flagstaff | AZ | 08/2013 | 05/2018 |
| Bigfoot Bbq | Flagstaff | AZ | 09/2017 | 07/2018 |
| Lineage Logistics | Colton | CA | 05/2014 | 09/2018 |
| Lpl Financial Llc | Tyler | TX | 07/2026 | Present |
1.07/01/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Clifford Lewis Private Wealth; Investment Related; at Reported Business Location(s); Start Date 07/01/2026; 160hrs/mth; 40hrs during trading 2.07/23/2026; Brett Hendricksen; Real Estate Rental; Investment Related; Tyler,TX; Start Date 07/25/2026; 1hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-30 |
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