Best Investors Account Sign in
Inactive

Luke G Preaus

Mariner Independent

Tulsa, OK

Claim This Profile
Current Employers
Mariner Independent

5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-11-01
  • OK RA
    APPROVED
    Since 2024-11-01

Branch Locations

7136 S. Yale Avenue Suite 200, Tulsa, OK 74136 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation Yes
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Tulsa OK 07/2018 02/2024
Oral Roberts University Tulsa OK 08/2016 06/2018
Park Avenue Securities Tulsa OK 02/2020 02/2024
Mariner Independent Overland Park KS 09/2024 Present
Regent Bank Tusa OK 02/2024 09/2024
Regent Private Wealth Tulsa OK 09/2024 Present
  • 07/2018 → 02/2024
    Guardian Life Insurance Company
    Tulsa, OK
  • 08/2016 → 06/2018
    Oral Roberts University
    Tulsa, OK
  • 02/2020 → 02/2024
    Park Avenue Securities
    Tulsa, OK
  • 09/2024 → Present
    Overland Park, KS
  • 02/2024 → 09/2024
    Regent Bank
    Tusa, OK
  • 09/2024 → Present
    Regent Private Wealth
    Tulsa, OK
Previous Registrations
Other Businesses

1) Panoplia Holdings LLC-LLC Created for Life Coaching, Start date: 02/18/2022, Address: 3930 E 37th Place, Tulsa, OK 74135, 2 total hours per month; 2 during securities trading hours, Not investment related, Less than 10% annual compensation, 2) Well Nourished LLC, Start date: 12/8/2022, Address: 3930 E 37th Place, Tulsa, OK 74135, 0 total hours per month; 0 during securities trading hours, Not investment related, No compensation; 3) Regent Private Wealth; Investment related, Tulsa, OK, Offering investment services through Mariner Platform Solutions/Mariner Independent, start date; 09/2024, 160 hours per month during securities trading hours. 4) Regent Insurance LLC; Not investment related, Tulsa, Ok, Insurance Broker, Start date: 3/1/2024, 2 hours per month, 2 hours during trading hours, Referring business to Insurance agency and receiving a broker commission with Life, Accident, Health insurance licenses. 5) NetAdvizor; Not investment related, Tulsa, OK, Marketing Affiliate, Start date: 11/15/2024, 1 hour per month, 1 hour during trading hours, Referrals to local Accounting and CPA firms. 6) Forest Holdings, LLC; Not Investment-Related; Tulsa, OK; Rental Property; Owner; Start Date 4/15/2025; 2 hrs/mo, 0 hrs during securities trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-11
  • S66 Uniform Combined State Law Examination
    2021-01-11
Other Names
  • Luke Gibson Preaus

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tulsa, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor