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5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-11-01 |
Branch Locations
7136 S. Yale Avenue Suite 200, Tulsa, OK 74136 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Tulsa | OK | 07/2018 | 02/2024 |
| Oral Roberts University | Tulsa | OK | 08/2016 | 06/2018 |
| Park Avenue Securities | Tulsa | OK | 02/2020 | 02/2024 |
| Mariner Independent | Overland Park | KS | 09/2024 | Present |
| Regent Bank | Tusa | OK | 02/2024 | 09/2024 |
| Regent Private Wealth | Tulsa | OK | 09/2024 | Present |
1) Panoplia Holdings LLC-LLC Created for Life Coaching, Start date: 02/18/2022, Address: 3930 E 37th Place, Tulsa, OK 74135, 2 total hours per month; 2 during securities trading hours, Not investment related, Less than 10% annual compensation, 2) Well Nourished LLC, Start date: 12/8/2022, Address: 3930 E 37th Place, Tulsa, OK 74135, 0 total hours per month; 0 during securities trading hours, Not investment related, No compensation; 3) Regent Private Wealth; Investment related, Tulsa, OK, Offering investment services through Mariner Platform Solutions/Mariner Independent, start date; 09/2024, 160 hours per month during securities trading hours. 4) Regent Insurance LLC; Not investment related, Tulsa, Ok, Insurance Broker, Start date: 3/1/2024, 2 hours per month, 2 hours during trading hours, Referring business to Insurance agency and receiving a broker commission with Life, Accident, Health insurance licenses. 5) NetAdvizor; Not investment related, Tulsa, OK, Marketing Affiliate, Start date: 11/15/2024, 1 hour per month, 1 hour during trading hours, Referrals to local Accounting and CPA firms. 6) Forest Holdings, LLC; Not Investment-Related; Tulsa, OK; Rental Property; Owner; Start Date 4/15/2025; 2 hrs/mo, 0 hrs during securities trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-11 |
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