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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-16
CT RA APPROVED 2022-04-19
  • TX RA
    APPROVED
    Since 2022-05-16
  • CT RA
    APPROVED
    Since 2022-04-19

Branch Locations

157 Church St, New Haven, CT 06510 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Haven CT 01/2021 Present
Gusto Trattoria Italian Restaurant Milford CT 03/2018 12/2020
Ubs Financial Services New York NY 09/2018 05/2019
Fordham University Bronx NY 08/2016 05/2020
  • 01/2021 → Present
    New Haven, CT
  • 03/2018 → 12/2020
    Gusto Trattoria Italian Restaurant
    Milford, CT
  • 09/2018 → 05/2019
    Ubs Financial Services
    New York, NY
  • 08/2016 → 05/2020
    Fordham University
    Bronx, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-14
  • S66 Uniform Combined State Law Examination
    2022-04-14

View on SEC IAPD

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