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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-24 |
| NY | RA | APPROVED | 2022-04-28 |
Branch Locations
999 Broadway, Buffalo, NY 14212-1346 • United States
709 Elmwood Ave., Buffalo, NY 14222 • United States
5225 Transit Road, Williamsville, NY 14221 • United States
4237 Union Road, Cheektowaga, NY 14225 • United States
Buffalo, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M And T Bank | Buffalo | NY | 05/2016 | Present |
| M&T Securities | Buffalo | NY | 09/2018 | Present |
| Lpl Financial Llc | Buffalo | NY | 06/2021 | Present |
1) 06/10/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - M&T FINANCIAL SERVICES - INVESTMENT RELATED - BUFFALO, NY 14203 2) 06/10/2021 - FINANCIAL INSTITUTION DUTY - M&T BANK - INVESTMENT RELATED - BUFFALO, NY 14203 - Start date: 06/10/2021 - 160HRS/MO 8HR/SMO DURING TRADING 3) 06/10/2021 - Notary - M&T BANK - Investment Related - At Reported Business Location(s) - Start Date 04/22/2011 - Time Spent 100% 4) 01/03/2023 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/25/2022 - 180 Hours Per Month/180 Hours During Securities Trading. 5) 08/05/2025 - Other - Notary Public - At Reported Business Location(s) - Inv rel - Start date: 06/24/2025 - 1Hrs/mnth during training
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-14 |
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