Cara Hendricks

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-09-27

TX RA
APPROVED

Since 2024-09-27

Branch Locations

Amarillo, TX • United States

701 S. Taylor St Lb-120, Amarillo, TX 79101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	09/2018	09/2024
Lynnseed Design	Amarillo	TX	07/2013	08/2018
Ameriprise Financial Services, Llc	Amarillo	TX	09/2024	Present

09/2018 → 09/2024

Edward Jones

St Louis, MO
07/2013 → 08/2018

Lynnseed Design

Amarillo, TX
09/2024 → Present

Ameriprise Financial Services, Llc

Amarillo, TX

Previous Registrations

2018-11-20 → 2024-09-30

Edward Jones

Amarillo, TX

St Louis, MO

Amarillo, TX

Amarillo, TX

Amarillo, TX

Other Businesses

Outside Employment; Happy State Bank; Duel program financial advisor; Financial Advisor - Duel Program for Happy State Bank and Ameriprise; 701 S. Taylor St LB-120, , Amarillo, TX, 79101; Investment-Related; 09/27/2024; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-19

S66 Uniform Combined State Law Examination

2018-11-19

Other Names

Cara Ann Pool
Cara Ann Hendricks
Cara A Hendricks
Cara A Pool
Cara Pool

View on SEC IAPD