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David James Scott

LPl Enterprise, LLC

St Louis Park, MN

CRD 7014792

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-08-18
  • MN RA
    APPROVED
    Since 2025-08-18

Branch Locations

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2018 09/2023
Unemployed Andover MN 08/2018 09/2018
Farmqa, Inc. Fargo ND 03/2016 08/2018
Ameriprise Financial Services, Llc Minneapolis MN 10/2023 05/2024
Lpl Enterprise Llc St. Louis Park MN 08/2025 Present
Farm Boy Enterprises Andover MN 08/2024 08/2025
Unemployed Andover MN 05/2024 08/2024
  • 09/2018 → 09/2023
    St Louis, MO
  • 08/2018 → 09/2018
    Unemployed
    Andover, MN
  • 03/2016 → 08/2018
    Farmqa, Inc.
    Fargo, ND
  • 10/2023 → 05/2024
    Minneapolis, MN
  • 08/2025 → Present
    St. Louis Park, MN
  • 08/2024 → 08/2025
    Farm Boy Enterprises
    Andover, MN
  • 05/2024 → 08/2024
    Unemployed
    Andover, MN
Previous Registrations
Other Businesses

1. 08/06/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Andover, MN - Start Date 07/29/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 08/06/2025 - DAVID SCOTT - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Andover, MN - Start Date 07/29/2025 - 160hrs/MTH 160hrs/MTH During Trading 3. 08/06/2025 - Scott Property Investments, LLC - Real Estate Rental - Inv Related - Andover, MN - Start Date 05/30/2000 - 1hrs/MTH 0hrs/MTH During Trading 4. 08/06/2025 - Scott Property Investments II, LLC - Real Estate Rental - Inv Related - Andover, MN - Start Date 06/08/2020 - 1hrs/MTH 0hrs/MTH During Trading 5. 08/06/2025 - Farm Boy Enterprises, LLC - Business Owner - Non Inv Related - Andover, MN - Start Date 06/08/2020 - 160hrs/MTH 0hrs/MTH During Trading 6. 08/06/2025 - Scott Property Investments, LLC - Business Entity for Tax/Investment Purposes Only - Non Inv Related - Andover, MN - Start Date 05/30/2000 - 1hrs/MTH 0hrs/MTH During Trading 7. 08/06/2025 - Scott Property Investments II, LLC - Business Entity for Tax/Investment Purposes Only - Non Inv Related - Andover, MN - Start Date 06/08/2020 - 1hrs/MTH 0hrs/MTH During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-14
  • S66 Uniform Combined State Law Examination
    2018-11-14
Other Names
  • David J Scott
  • David Scott

View on SEC IAPD

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