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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-11-17
NY RA APPROVED 2021-06-24
  • MA RA
    APPROVED
    Since 2021-11-17
  • NY RA
    APPROVED
    Since 2021-06-24

Branch Locations

Beacon, NY • United States

67 Hunt Street, Agawam, MA 01001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Center For Physical Therapy Wappigners Falls NY 05/2015 09/2018
Thrivent Investment Management Inc Agawam MA 09/2018 Present
Thrivent Financial Appleton WI 10/2018 Present
  • 05/2015 → 09/2018
    Center For Physical Therapy
    Wappigners Falls, NY
  • 09/2018 → Present
    Agawam, MA
  • 10/2018 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-10-11
S65 Uniform Investment Adviser Law Examination 2018-10-23
  • S63 Uniform Securities Agent State Law Examination
    2021-10-11
  • S65 Uniform Investment Adviser Law Examination
    2018-10-23

View on SEC IAPD

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