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Matthew Bengel

Equitable Advisors, LLC

Erie, PA

CRD 7014712

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-25
PA RA APPROVED 2019-01-08
  • TX RA
    APPROVED_RES
    Since 2023-10-25
  • PA RA
    APPROVED
    Since 2019-01-08

Branch Locations

100 State Street Suite 440, Erie, PA 16507 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Teresas'S Italian Deli Erie PA 08/1998 01/2019
Axa Advisors, Llc New York NY 10/2018 06/2020
Equitable Advisors, Llc New York NY 10/2018 Present
  • 08/1998 → 01/2019
    Teresas'S Italian Deli
    Erie, PA
  • 10/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 10/2018 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-26
  • S66 Uniform Combined State Law Examination
    2018-11-26
Other Names
  • Matthew Bengel
  • Matthew Joseph Bengel

View on SEC IAPD

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