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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-06-03 |
| CO | RA | APPROVED | 2024-05-29 |
Branch Locations
20 N. Martingale Road, Ste. 100, Schaumburg, IL 60173 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Parkview Chiropractic Clinic | Oakdale | MN | 09/2014 | 06/2023 |
| Otm, Inc. | Fort Collins | CO | 06/2018 | 09/2018 |
| Sidewalk Dog Media | Edina | MN | 05/2017 | 07/2018 |
| University Of Minnesota | Minneapolis | MN | 09/2016 | 05/2018 |
| Pei Wei | Woodbury | MN | 07/2013 | 12/2017 |
| Gwfs Equities, Inc | Greenwood Village | CO | 09/2018 | 03/2024 |
| Mma Securities Llc | Loveland | CO | 03/2024 | Present |
| Marsh Mclennan Agency | Loveland | CO | 03/2024 | Present |
The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-15 |
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