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Christopher Ryan Heath

Wells Fargo Clearing Services, LLC

Wilmington, NC

Washington, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-12-11
NC RA APPROVED 2023-03-21
  • SC RA
    APPROVED
    Since 2025-12-11
  • NC RA
    APPROVED
    Since 2023-03-21

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

1105 W 15Th St, Washington, NC 27889 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Bayboro NC 02/2017 Present
Wells Fargo Clearing Services, Llc Bayboro NC 10/2018 Present
Food Lion New Bern NC 11/2014 02/2017
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-20
S63 Uniform Securities Agent State Law Examination 2019-01-17
  • S65 Uniform Investment Adviser Law Examination
    2023-03-20
  • S63 Uniform Securities Agent State Law Examination
    2019-01-17

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC

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