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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-06-23
  • WI RA
    APPROVED
    Since 2026-06-23

Branch Locations

402 E Wisconsin Ave, Appleton, WI 54914 • United States

643 S Green Bay Rd, Neenah, WI 54956 • United States

2100 Omro Road, Oshkosh, WI 54904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Appleton WI 02/2017 09/2018
The Limited Appleton WI 11/1994 01/2017
Bmo Bank Na Appleton WI 09/2018 Present
Lpl Financial Llc Appleton WI 03/2021 Present
  • 02/2017 → 09/2018
    Bmo Harris Bank
    Appleton, WI
  • 11/1994 → 01/2017
    The Limited
    Appleton, WI
  • 09/2018 → Present
    Bmo Bank Na
    Appleton, WI
  • 03/2021 → Present
    Appleton, WI
Other Businesses

1) 03/24/2021 - DBA For LPL Business (entity for LPL Business) - BMO Investment Services - Investment Related - Appleton, WI 2) 09/01/2018 - Financial Institution Duty - BMO Bank NA - 160 Hours - Investment Related - Appleton, WI 3) 03/01/2017 - Other-Notary - BMO Harris Bank - 160 Hours - Investment Related - Appleton, WI 4) 04/01/2019 - Non-Profit Board Member - Appleton United Hockey Association - 5-10 Hours - Investment Related - Appleton, WI

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-20
S63 Uniform Securities Agent State Law Examination 2018-11-26
  • S65 Uniform Investment Adviser Law Examination
    2026-06-20
  • S63 Uniform Securities Agent State Law Examination
    2018-11-26
Other Names
  • Belinda Marie Anderson

View on SEC IAPD

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