Stephanie Lou Murphy

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2006-03-02

CA RA
APPROVED

Since 2006-03-02

Branch Locations

San Leandro, CA • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hooker Financial, Inc.	Emeryville	CA	11/2004	03/2017
Planmember Securities Corporation	Carpinteria	CA	03/2006	Present

11/2004 → 03/2017

Hooker Financial, Inc.

Emeryville, CA
03/2006 → Present

Planmember Securities Corporation

Carpinteria, CA

Other Businesses

1)Alpha Phi Foundation; 1930 Sherman Ave Evanston IL 60201; 7/17/2017; Finance Advisory Committee Member; Review statements and performance of accounts belonging to charity quarterly and provide thoughts to other committee members; 2 hrs/mo; 0 hrs/mo during trading; IR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-27

S66 Uniform Combined State Law Examination

2006-02-27

Other Names

Stephanie Hooker
Stephanie Murphy
Stephanie Lou Hooker

View on SEC IAPD