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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2006-03-02 |
Branch Locations
San Leandro, CA • United States
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hooker Financial, Inc. | Emeryville | CA | 11/2004 | 03/2017 |
| Planmember Securities Corporation | Carpinteria | CA | 03/2006 | Present |
1)Alpha Phi Foundation; 1930 Sherman Ave Evanston IL 60201; 7/17/2017; Finance Advisory Committee Member; Review statements and performance of accounts belonging to charity quarterly and provide thoughts to other committee members; 2 hrs/mo; 0 hrs/mo during trading; IR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-27 |
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