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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2006-03-02
  • CA RA
    APPROVED
    Since 2006-03-02

Branch Locations

San Leandro, CA • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hooker Financial, Inc. Emeryville CA 11/2004 03/2017
Planmember Securities Corporation Carpinteria CA 03/2006 Present
Other Businesses

1)Alpha Phi Foundation; 1930 Sherman Ave Evanston IL 60201; 7/17/2017; Finance Advisory Committee Member; Review statements and performance of accounts belonging to charity quarterly and provide thoughts to other committee members; 2 hrs/mo; 0 hrs/mo during trading; IR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-27
  • S66 Uniform Combined State Law Examination
    2006-02-27
Other Names
  • Stephanie Hooker
  • Stephanie Murphy
  • Stephanie Lou Hooker

View on SEC IAPD

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