Roger G Phillis

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-25
IL	RA	APPROVED	2022-05-18

TX RA
APPROVED_RES

Since 2026-06-25
IL RA
APPROVED

Since 2022-05-18

Branch Locations

825 S Detroit Ave, Morton, IL 61550 • United States

2323 E Empire Street, Bloomington, IL 61704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cefcu	Peoria	IL	09/2018	Present
Cuna Brokerage Services, Inc.	Waverly	IA	09/2018	Present
Nena Ace Hardware	Morton	IL	07/2018	Present
Aflac	Peoria	IL	11/2017	09/2018
Rmh Foods	Morton	IL	06/1999	10/2017
Lpl Financial Llc	Bloomington	IL	05/2022	Present

09/2018 → Present

Cefcu

Peoria, IL
09/2018 → Present

Cuna Brokerage Services, Inc.

Waverly, IA
07/2018 → Present

Nena Ace Hardware

Morton, IL
11/2017 → 09/2018

Aflac

Peoria, IL
06/1999 → 10/2017

Rmh Foods

Morton, IL
05/2022 → Present

Lpl Financial Llc

Bloomington, IL

Previous Registrations

2019-01-18 → 2022-05-18

Cuna Brokerage Services, Inc.

Peoria, IL

Bloomington, IL

Other Businesses

1.05/18/2022 - CEFCU-Investment Related- At Reported Business Location(s)- Financial Institution Duty- Financial Advisor - Start Date- 09/2019- 160 Hours Per Month 2.05/18/2022 - CEFCU Investment Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-01-17

S66 Uniform Combined State Law Examination

2019-01-17

View on SEC IAPD