Khiem Thi Truong - Von Garvisch

Current Employers

Employment History

• 02/2013 → 01/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA
• 03/2013 → 01/2017
  Bank Of America, N.A.
  San Jose, CA
• 01/2017 → 11/2017
  Fidelity Brokerage Services Llc
  Walnut Creek, CA
• 06/2019 → 06/2020
  Npb Financial Group, Llc
  Burbank, CA
• 11/2017 → 06/2020
  Boisset Collection
  Livermore, CA
• 08/2020 → 07/2022
  Cetera Investment Advisers Llc
  Panama City Beach, FL
• 07/2020 → 07/2022
  Regions Bank
  Panama City Beach, FL
• 07/2020 → 07/2022
  Cetera Investment Services Llc
  St. Cloud, MN
• 07/2022 → 01/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Panama City, FL
• 09/2022 → 01/2025
  Bank Of America, N.A.
  Panama City, FL
• 01/2025 → 04/2026
  Trustage Cu
  Waverly, IN
• 01/2025 → 04/2026
  Lpl Financial
  Waverly, IN
• 06/2026 → Present
  Lpl Enterprise Llc
  Jacksonville, FL

Previous Registrations

• 2025-01-16 → 2026-04-13
  Lpl Financial Llc
  Memphis, TN
  Panama City Beach, FL
  Waverly, IA
• 2022-07-11 → 2024-07-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Panama City, FL
• 2020-08-14 → 2022-07-08
  Cetera Investment Advisers Llc
  Panama City Beach, FL
  Panama City Beach, FL
• 2019-10-07 → 2020-07-21
  Baseline Investments, Llc
  San Francisco, CA
• 2019-06-25 → 2020-06-29
  Npb Financial Group, Llc
  Las Vegas, NV
• 2017-02-23 → 2017-11-16
  Strategic Advisers Llc
  Walnut Creek, CA
• 2013-02-26 → 2017-01-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Clara, CA
  San Jose, CA
  San Jose, CA
  San Jose, CA
  San Jose, CA
  Fremont, CA
  San Jose, CA
  Santa Clara, CA
• 2011-07-18 → 2012-10-30
  American Century Advisory Services, Inc.
  Mountain View, CA
• 1999-10-20 → 2011-03-31
  Charles Schwab & Co., Inc.
  Fremont, CA
  Milpitas, CA
  San Jose, CA

Other Businesses

1. 06/04/2026 - KHIEM TRUONG-VON GARVISCH N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment related - PANAMA CITY BEACH FL - OBA start date: 05/22/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 06/04/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment related - PANAMA CITY BEACH FL - OBA start date: 05/22/2026 - 160 Hrs/Mth - 160 Hrs During Trading 3. 06/04/2026 - KTV Builders - Business Owner - Not Investment related - PANAMA CITY BEACH FL - OBA start date: 05/21/2026 - 20 Hrs/Mth - 00 Hrs During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-12
• S63 Uniform Securities Agent State Law Examination
  1999-03-17

Other Names

• Khiem Thi Truong
• Khiem T Truong
• Khiem Thi Truong-Von Garvisch
• Khiem T Truong-Von Garvisch
• Khiem T Truong - Von Garvisch