Monish Raju

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 01/2018 → 09/2018
  Unemployed
  Bridgewater, NJ
• 01/2017 → 01/2018
  Choice Home Warranty
  Edison, NJ
• 04/2016 → 12/2016
  Client Connect
  Piscataway, NJ
• 01/2008 → 12/2017
  United States Soccer Federation
  Old Bridge, NJ

Other Businesses

I*2056267, Entity Type, Entity for Profit, Name of OBA: LIVELY LOOKS BY LEX LLC, Address: Lawrenceville, NJ, 08648, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 06/21/2023, No Hours: 50hrs/Ann, No Hours during trading: 0, Duties: An event planning and decorating business (i.e weddings, bridal shower, baby shower) where I act as general partner to manage long term goals of the business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-05-23
• S63 Uniform Securities Agent State Law Examination
  2019-03-04