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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-09-02
TX RA APPROVED 2020-09-01
  • FL RA
    APPROVED
    Since 2020-09-02
  • TX RA
    APPROVED
    Since 2020-09-01

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 10/2018 09/2020
Roi Land Company Llc Miami FL 01/2018 04/2018
Finotex Usa Corp Miami FL 04/2017 12/2017
Jacksonville University Jacksonville FL 08/2012 04/2017
Unemployed Jackosnville FL 04/2018 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 09/2020 Present
Bank Of America, N.A. Jacksonville FL 10/2020 Present
Other Businesses

I*370787For profit or not for profit: Entity For ProfitName of outside business organization: B. F. LLCInvestment related: NAddress of business: miami, Florida, 33166, United StatesNature of business: Limited Liability CompanyPosition, title, association: Owner, Start date of relationship: 1/1/2018Number of hours devoted: 0 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , This is a real estate investment in Warehouses in Colombia and usa My father(ceo) and personnel are in charge of all the operations and investment decisions. I do not hold any task or responsibilities. My father at his discretion shares profit to his sons ( including myself).I A F E H and CIA S.C.A Address; Barranquilla, Colombia. Partner since May 12, 2011. Owner of 13%. Investment related, commercial real estate properties in Cartagena, Colombia. My mother is the president and majority owner, she is the controlling agent in all business duties. My brothers and myself are on the business so it passes on to us in the future. I do not devote any hours or receive compensation. This is the way my mother wanted the properties to be filed and include us, since we will be the future owners.I*422500, Entity Type: Entity For Profit, Name of OBA: Inmobiliaria A. Facuseh e hijos y compania, Address: barranquilla, 00000, Investment Related: Y, Position, Title, Association: Other,Committee, Employee Start Date: 05/12/2011, No Hours: 0, No Hours during trading: 0, Duties: This enitity belongs to my mother in which my brothers and sister are owners each of 13%. The business represents my mother 2 rental properties in Colombia, in which we do not receive any monetary compensation or have duties.I*1289272, Entity Type: Entity For Profit, Name of OBA: Longview Equity LLC , Address: jacksonville, Florida, 32226, Investment Related: N, Position, Title, Association: Officer, Employee Start Date: 05/10/2023, No Hours: 4 Weekly, No Hours during Trading: 0 Weekly, Duties: building of new single family homes building of new single family homes I*4781270 Entity Type: Entity For Profit Name of OBA: CCD HOMES LLC Address: jacksonville, Florida, 32226 Investment Related: No Position, Title, Association: Officer Employee Start Date: 02/11/2026 Number of Hours: 5, Weekly Number of Hours during trading: 0, Weekly Duties: Construction of single family homes for resale and rent Manage the development of construction and rental management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-28
S63 Uniform Securities Agent State Law Examination 2019-03-14
  • S66 Uniform Combined State Law Examination
    2020-08-28
  • S63 Uniform Securities Agent State Law Examination
    2019-03-14

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