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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-04-25
  • GA RA
    APPROVED
    Since 2022-04-25

Branch Locations

3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Atlanta GA 08/2018 03/2022
U.S. Army Ft Stewart GA 09/2006 12/2017
U.S. Army Reserves, 335Th Signal Command East Point GA 12/2017 Present
Rbc Capital Markets, Llc Atlanta GA 04/2022 Present
Previous Registrations
Other Businesses

NOT Investment related Government Agency U.S. Army Reserve, 335th Signal Command Atlanta, GA 30344 U.S. Military Infantry/Finance Officer Entered Reserve service 12/02/2017 Serve 2 x days a month, 14x days (once per yr.) during summer months

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-27
S63 Uniform Securities Agent State Law Examination 2020-08-08
  • S65 Uniform Investment Adviser Law Examination
    2020-09-27
  • S63 Uniform Securities Agent State Law Examination
    2020-08-08
Other Names
  • Allen Stanley

View on SEC IAPD

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