Frank Allen Stanley

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 03/2022
  Rbc Capital Markets, Llc.
  Atlanta, GA
• 09/2006 → 12/2017
  U.S. Army
  Ft Stewart, GA
• 12/2017 → Present
  U.S. Army Reserves, 335Th Signal Command
  East Point, GA
• 04/2022 → Present
  Rbc Capital Markets, Llc
  Atlanta, GA

Previous Registrations

• 2020-10-08 → 2022-03-09
  Rbc Capital Markets, Llc
  Atlanta, GA

Other Businesses

NOT Investment related Government Agency U.S. Army Reserve, 335th Signal Command Atlanta, GA 30344 U.S. Military Infantry/Finance Officer Entered Reserve service 12/02/2017 Serve 2 x days a month, 14x days (once per yr.) during summer months

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-09-27
• S63 Uniform Securities Agent State Law Examination
  2020-08-08

Other Names

• Allen Stanley