Best Investors
Account
Sign in
Best Investors
Account
Sign in
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-02-04 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Charlotte | NC | 02/2016 | 03/2017 |
| Mml Investors Services, Llc | Charlotte | NC | 03/2017 | 12/2018 |
| Ally Invest Securities Llc | Charlotte | NC | 01/2019 | 05/2022 |
| Ally Invest Advisors | Charlotte | NC | 01/2020 | 05/2022 |
| Ally Invest Securities Llc | Charlotte | NC | 05/2022 | Present |
| Ally Invest Advisors | Charlotte | NC | 05/2022 | Present |
As of 01/22/2019, Manager for Ally Invest Advisors, Inc. located at 601 S Tryon St, Charlotte, NC 28202. Approximately 170 hrs/month providing managerial, operational and customer service for this investment related business (150 hrs/month during securities trading hrs).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-24 |
Reach out to this advisor