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A.e.i. Financial Group CRD 307099
$3.29M regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3558 Round Barn Blvd. Ste 200, Santa Rosa, CA 95403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
3558 Round Barn Blvd. Ste 200, Santa Rosa, CA 95403 • United States
755 Baywood Drive 2Nd Floor, Petaluma, CA 94954 • United States
7250 Redwood Blvd. Suite 300, Novato, CA 94945 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advanced Retirement Solutions, Inc. Dba A.E.I. Tax & Financial | Santa Rosa | CA | 11/2006 | Present |
| Gradient Advisors, Llc | Arden Hills | MN | 09/2018 | 12/2019 |
| Advanced Retirement Solutions, Inc. Dba A.E.I. Financial Group | Santa Rosa | CA | 01/2020 | Present |
1) A.E.I. Tax & Financial; Investment Related; 3558 Round Barn Blvd, Ste 200, Santa Rosa, CA 95403; Retirement Planning and Insurance Sales, Tax Preparation and Resolutions; Owner; Start date 11/2006
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-08 |
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