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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-10
CT RA APPROVED 2005-08-04
  • TX RA
    APPROVED_RES
    Since 2013-05-10
  • CT RA
    APPROVED
    Since 2005-08-04

Branch Locations

545 Long Wharf Dr Ste 501, New Haven, CT 06511 • United States

Branford, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Haven CT 09/2005 03/2020
Ameriprise Financial Services, Llc New Haven CT 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-03
  • S66 Uniform Combined State Law Examination
    2005-08-03
Other Names
  • Dret Thompson
  • Scott Thompson
  • Drescott Thompson

View on SEC IAPD

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