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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-07-15
NV RA APPROVED 2026-05-08
DC RA APPROVED 2025-06-25
AZ RA APPROVED 2025-04-23
MA RA APPROVED 2025-04-23
FL RA APPROVED 2025-04-17
GA RA APPROVED 2025-04-17
CA RA APPROVED 2025-04-16
CO RA APPROVED 2025-04-16
CT RA APPROVED 2025-04-16
IL RA APPROVED 2025-04-16
ME RA APPROVED 2025-04-16
MD RA APPROVED 2025-04-16
MI RA APPROVED 2025-04-16
NH RA APPROVED 2025-04-16
NJ RA APPROVED 2025-04-16
NY RA APPROVED 2025-04-16
OH RA APPROVED 2025-04-16
PA RA APPROVED 2025-04-16
RI RA APPROVED 2025-04-16
SC RA APPROVED 2025-04-16
TX RA APPROVED 2025-04-16
VT RA APPROVED 2025-04-16
VA RA APPROVED 2025-04-16
  • WA RA
    APPROVED
    Since 2026-07-15
  • NV RA
    APPROVED
    Since 2026-05-08
  • DC RA
    APPROVED
    Since 2025-06-25
  • AZ RA
    APPROVED
    Since 2025-04-23
  • MA RA
    APPROVED
    Since 2025-04-23
  • FL RA
    APPROVED
    Since 2025-04-17
  • GA RA
    APPROVED
    Since 2025-04-17
  • CA RA
    APPROVED
    Since 2025-04-16
  • CO RA
    APPROVED
    Since 2025-04-16
  • CT RA
    APPROVED
    Since 2025-04-16
  • IL RA
    APPROVED
    Since 2025-04-16
  • ME RA
    APPROVED
    Since 2025-04-16
  • MD RA
    APPROVED
    Since 2025-04-16
  • MI RA
    APPROVED
    Since 2025-04-16
  • NH RA
    APPROVED
    Since 2025-04-16
  • NJ RA
    APPROVED
    Since 2025-04-16
  • NY RA
    APPROVED
    Since 2025-04-16
  • OH RA
    APPROVED
    Since 2025-04-16
  • PA RA
    APPROVED
    Since 2025-04-16
  • RI RA
    APPROVED
    Since 2025-04-16
  • SC RA
    APPROVED
    Since 2025-04-16
  • TX RA
    APPROVED
    Since 2025-04-16
  • VT RA
    APPROVED
    Since 2025-04-16
  • VA RA
    APPROVED
    Since 2025-04-16

Branch Locations

Great Barrington, MA • United States

40 Railroad Street Unit 4, Great Barrington, MA 01230 • United States

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pace University New York NY 05/2015 06/2018
Park Avenue Securities New York NY 03/2021 Present
Guardian Life Insurance Company New York NY 06/2018 Present
Guardian Life Insurance Company Great Barrington MA 06/2024 Present
Park Avenue Securities Great Barrington MA 06/2024 Present
  • 05/2015 → 06/2018
    Pace University
    New York, NY
  • 03/2021 → Present
    Park Avenue Securities
    New York, NY
  • 06/2018 → Present
    Guardian Life Insurance Company
    New York, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Great Barrington, MA
  • 06/2024 → Present
    Park Avenue Securities
    Great Barrington, MA
Other Businesses

1) Rental Property / Rental Income , Start date: 03/01/2024, Address: 115 Bridge St. Great Barrington, MA 01230, 4 total hours per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-03
  • S66 Uniform Combined State Law Examination
    2025-04-03

View on SEC IAPD

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