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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-07-15 |
| NV | RA | APPROVED | 2026-05-08 |
| DC | RA | APPROVED | 2025-06-25 |
| AZ | RA | APPROVED | 2025-04-23 |
| MA | RA | APPROVED | 2025-04-23 |
| FL | RA | APPROVED | 2025-04-17 |
| GA | RA | APPROVED | 2025-04-17 |
| CA | RA | APPROVED | 2025-04-16 |
| CO | RA | APPROVED | 2025-04-16 |
| CT | RA | APPROVED | 2025-04-16 |
| IL | RA | APPROVED | 2025-04-16 |
| ME | RA | APPROVED | 2025-04-16 |
| MD | RA | APPROVED | 2025-04-16 |
| MI | RA | APPROVED | 2025-04-16 |
| NH | RA | APPROVED | 2025-04-16 |
| NJ | RA | APPROVED | 2025-04-16 |
| NY | RA | APPROVED | 2025-04-16 |
| OH | RA | APPROVED | 2025-04-16 |
| PA | RA | APPROVED | 2025-04-16 |
| RI | RA | APPROVED | 2025-04-16 |
| SC | RA | APPROVED | 2025-04-16 |
| TX | RA | APPROVED | 2025-04-16 |
| VT | RA | APPROVED | 2025-04-16 |
| VA | RA | APPROVED | 2025-04-16 |
Branch Locations
Great Barrington, MA • United States
40 Railroad Street Unit 4, Great Barrington, MA 01230 • United States
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pace University | New York | NY | 05/2015 | 06/2018 |
| Park Avenue Securities | New York | NY | 03/2021 | Present |
| Guardian Life Insurance Company | New York | NY | 06/2018 | Present |
| Guardian Life Insurance Company | Great Barrington | MA | 06/2024 | Present |
| Park Avenue Securities | Great Barrington | MA | 06/2024 | Present |
1) Rental Property / Rental Income , Start date: 03/01/2024, Address: 115 Bridge St. Great Barrington, MA 01230, 4 total hours per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-03 |
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