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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-01-22 |
| TX | RA | APPROVED | 2025-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Tulsa | OK | 10/2018 | 11/2018 |
| Oklahoma State University | Stillwater | OK | 08/2014 | 12/2020 |
| The Bank Of Pawhuska | Pawhuska | OK | 06/2018 | 10/2018 |
| Morgan Stanley Smith Barney Llc | Tulsa | OK | 04/2019 | 08/2019 |
| Ameriprise Financial Services, Llc/Small & Associates | Tulsa | OK | 05/2021 | 01/2025 |
| The Bank Of Pawhuska | Pawhuska | OK | 02/2020 | 05/2021 |
| J.P. Morgan Securities Llc | Tulsa | OK | 01/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Tulsa | OK | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-13 |
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