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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-26
  • TX RA
    APPROVED
    Since 2022-09-26

Branch Locations

Mcleansville, NC • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Greensboro NC 10/2018 07/2022
Bed Bath And Beyond Burlington NC 10/2013 03/2018
Unemployed Mc Leansville NC 03/2018 10/2018
Morgan Stanley Private Bank, N.A. New York NY 02/2019 07/2022
First Command Brokerage Services, Inc Fort Worth TX 07/2022 Present
  • 10/2018 → 07/2022
    Greensboro, NC
  • 10/2013 → 03/2018
    Bed Bath And Beyond
    Burlington, NC
  • 03/2018 → 10/2018
    Unemployed
    Mc Leansville, NC
  • 02/2019 → 07/2022
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 07/2022 → Present
    First Command Brokerage Services, Inc
    Fort Worth, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-08
  • S66 Uniform Combined State Law Examination
    2019-02-08

View on SEC IAPD

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