Lisa Anne Hawk

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-04-10

GA RA
APPROVED

Since 2025-04-10

Branch Locations

Smyrna, GA • United States

3101 Cobb Pkwy Ste 124 - #4, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	09/2018	04/2025
National Radiology Solutions	Atlanta	GA	03/2016	09/2018
Lpl Financial Llc	Atlanta	GA	04/2025	Present

09/2018 → 04/2025

Edward Jones

St Louis, MO
03/2016 → 09/2018

National Radiology Solutions

Atlanta, GA
04/2025 → Present

Lpl Financial Llc

Atlanta, GA

Previous Registrations

2018-11-19 → 2025-04-10

Edward Jones

Smyrna, GA

St Louis, MO

Marietta, GA

Smyrna, GA

Other Businesses

1) 04/21/2025 - Hawk Visionary Wealth -Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:04/09/2025 - 160 Hrs/Mth - 130 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-15

S66 Uniform Combined State Law Examination

2018-11-15

Designations

Other Names

Lisa Anne Bode
Lisa Anne Ezzell
Lisa Anne Rios

View on SEC IAPD