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Tony Marcel Thompson

Wells Fargo Clearing Services, LLC

Winston Salem, NC

Advance, NC

Wilmington, NC

Winston Salem, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-15
NC RA APPROVED 2008-01-16
  • TX RA
    APPROVED_RES
    Since 2026-04-15
  • NC RA
    APPROVED
    Since 2008-01-16

Branch Locations

5995 University Pkwy, Winston Salem, NC 27105 • United States

5306 Us Hwy 158, Advance, NC 27006 • United States

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

2925 Reynolda Rd, Winston Salem, NC 27106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Winston-Salem NC 06/2004 Present
Wells Fargo Advisors Llc Winston Salem NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Winston Salem NC 11/2016 Present
  • 06/2004 → Present
    Wachovia Bank, N.A.
    Winston-Salem, NC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Winston Salem, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Winston Salem, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-15
S63 Uniform Securities Agent State Law Examination 2005-08-22
  • S66 Uniform Combined State Law Examination
    2008-01-15
  • S63 Uniform Securities Agent State Law Examination
    2005-08-22
Other Names
  • Tony Thompson

View on SEC IAPD

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