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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2019-03-25 |
Branch Locations
221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States
6000 Menaul Blvd Ne, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Albuquerque | NM | 04/2011 | Present |
| Wells Fargo Clearing Services, Llc | Albuquerque | NM | 10/2018 | Present |
APRIL LEWIS-RAMIREZ LLC; INV RELATED; ALBUQUERQUE, NM; MENTAL HEALTH PROVIDER;50% OWNERSHIP; START DATE: 08/07/2024; 4 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-18 |
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