Caleb Bradford Pedersen

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 07/2017
  Fihser Investments
  Camas, WA
• 07/2017 → 04/2024
  Fisher Investments
  Plano, TX
• 09/2017 → Present
  Simplicity Ventures, Llc.
  Frisco, TX
• 02/2025 → Present
  Fisher Investments
  Plano, TX
• 04/2024 → 02/2025
  Goldman Sachs Advisor Solutions
  Dallas, TX

Previous Registrations

• 2018-10-15 → 2024-05-02
  Fisher Investments
  Plano, TX
  Camas, WA
  Plano, TX

Other Businesses

| Name of the other business: SIMPLICITY VENTURES, LLC | Investment-related? NO | Address of the other business: 9201 WARREN PARKWAY, SUITE 200, FRISCO, TX 75035 | Nature of the other business: ONLINE RESALE | Position, title, or relationship with the other business: OWNER | Start date of your relationship: 09/2017 | Approximate number of hours/month you devote to the other business: 10 | Number of hours you devote to the other business during securities trading hours: 0 | Duties relating to the other business: DESIGN, DEVELOP AND IMPORT PRODUCTS FOR RESALE ONLINE AND IN PHYSICAL RETAIL SPACES the name of the other business; Hope of the Nations, Guatemala whether the business is investment-related; No the address of the other business; Grapeview, WA 98546 the nature of the other business; Help alleviate world hunger your position; Vice President title, or relationship with the other business; Vice President the start date of your relationship; 06/28/2026 the approximate number of hours/month you devote to the other business; 2 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Participate in annual board meetings and provide general operational oversight and recommendations. Hope of the Nations Guatemala is a registered 501(c) that distributes meals to hundreds of churches and over 100,000 children in extremely impoverished areas around the Antigua, Guatemala area.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-10-15